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Form ADV

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(an image from Broker Check)


​Registered investment advisers file the Form ADV with their regulatory authority.  Prospective and current clients may research investment advisers and review these forms via the Broker Check website (​https://brokercheck.finra.org/)

David Wattenbarger's CRD number is 4183339
DRW Financial's CRD number is 166271
Privacy Policy
Our most recent privacy policy statement is attached below.
Privacy Policy
File Size: 119 kb
File Type: pdf
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FCL LLC (“DRW Financial”) is a registered investment advisor offering advisory services in the State(s) of TN, GA, IL, OK and in other jurisdictions where exempted.  Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by DRW Financial in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant to an applicable state exemption.
All written content on this site is for information purposes only. Opinions expressed herein are solely those of DRW Financial, unless otherwise specifically cited.  Material presented is believed to be from reliable sources and no representations are made by our firm as to other parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.

Forms ADV, Privacy Policy, and additional disclaimers may be found here